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Professional Investors - Ichor

 

Do I Qualify as a Professional Investor?

Professional Investors

To determine your suitability as a Professional Investor, please answer these questions, and click on the SUBMIT button below.
Note: Fields denoted * are mandatory.

1.
I have traded unit trusts for years.
I have traded shares for years.
2.
I have traded stocks in different exchanges before, including:
New York NASDAQ Hong Kong London
Others:
3.
I understand the principles of:
Stock markets Yes / No
Unit trusts Yes / No
4.
* My monthly income is in excess of: US$
5.
* My investable assets are in excess of: US$
6.
I understand the difference between short-term speculation and long-term investment Yes / No
7.
My current purpose is:
8.
The level of risk I can take is:
9.
I consider myself to be a sophisticated investor Yes / No

If I am indeed classified as a Professional Investor, I understand that I am waiving the need to provide my background information to Ichor International Investments Ltd. Such information includes, but is not limited to:

  • Ichor¡¦s need to establish my financial situation, investment experience and investment objectives;
  • Ichor¡¦s need to ensure the suitability of a recommendation or solicitation;
  • My need to enter into a written agreement, and their provision of a Risk Disclosure Statement; and
  • Ichor¡¦s need to inform me about their registered persons, employee status, transaction confirmations, and their need to provide regular statements of account.

I understand that I would have the right to withdraw from being treated as a Professional Investor, whether in respect of all products or markets, or any part thereof.

For the purposes of obtaining financial advice, I declare that the information I have provided to Ichor herein is, to the best of my knowledge, current and correct.

* Name:
* Email:

   
 
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Ichor International Investments Ltd
39/F Exchange Square One, 8 Connaught Place, Central, Hong Kong
Tel: (852) 3100 0101, Fax: (852) 3007 7471, E-mail: info@ichor.com.hk